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Disclosures
The 2020 Financial Times "Top 401 Retirement Advisors" award was announced October 2020. Data as of 12/31/2019. The award is an independent listing produced annually by the Financial Times. The FT 401 is based on data gathered from advisors, broker-dealer home offices, regulatory disclosures, and the FT’s research. Criteria for the award includes defined contribution (DC) plan assets under management, growth in DC plan business, specialization in the DC business, years of experience, industry certifications and compliance record. The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. This is not indicative of this financial advisor’s future performance.
The 2024 AdvisorHub “Advisors to Watch” award was announced June 2024. Data as of 12/31/2022 and 12/31/2023. The ranking recognizes advisors across the country for their quality of practice, professionalism, character and community involvement. Criteria considered included: assets under management, production/revenue and team size. The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. This award is not indicative of this financial advisor’s future performance.
The 2025 Forbes Best-In-State Wealth Management Teams award was announced January 2025. Data as of 3/31/24. The award was developed by SHOOK Research and is based on in-person, virtual and telephone due diligence meetings and a ranking algorithm that includes: a measure of each team's best practices, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance was not an award criterion. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience.The financial advisor does not pay a fee to be considered for or to receive this award. This award does not evaluate the quality of services provided to clients. For more information: www.SHOOKresearch.com.
The 2025 PLANADVISER Top Retirement Plan Advisers list was announced March 2025. Data as of 12/31/24. The award is based on the dollar value of the qualified plan assets under advisement as well as the number of plans under advisement. This award does not evaluate the quality of services provided to clients and is not indicative of the advisor’s future performance. The financial advisor does not pay a fee to be considered for or to receive this award.
The 2025 National Association of Plan Advisors’ Top DC Advisor Teams award was announced March 2025. Data as of 12/31/2024. The award recognizes retirement plan advisor teams with at least $100 million in defined contribution assets under advisement. This award does not evaluate the quality of services provided to clients and is not indicative of the advisor’s future performance. The financial advisor does not pay a fee to be considered for or to receive this award.
RBC Wealth Management does not provide tax or legal advice. We will work with your independent tax/legal advisor to help create a plan tailored to your specific needs.No information, including but not limited to written materials, provided by RBC WM should be construed as legal, accounting or tax advice.
Steven Dimino is currently registered to conduct business with residents of the following states: AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, MA, MD, MO, MT, NC, NH, NJ, NM, NV, NY, OR, PA, SC, TN, TX, VA.
Steven Dimino, NMLS # 2244594, and Bruce Gelfand, NMLS # 1744947 through City National Bank, may receive compensation from RBC Wealth Management for referring customers to City National Bank. Banking products and services are offered or issued by City National Bank, an affiliate of RBC Wealth Management, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC and are subject to City National Banks terms and conditions. Products and services offered through City National Bank are not insured by SIPC. City National Bank Member FDIC.
Investment products offered through RBC Wealth Management are not FDIC insured, are not guaranteed by City National Bank and may lose value.
Ryan Seewald is currently registered to conduct business with residents of the following states: AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TX, VA, WA, WI.
Bruce Gelfand is currently registered to conduct business with residents of the following states: CA, CT, DC, DE, FL, IL, MA, MN, NC, NH, NJ, NY, OH, SC, TN, UT.
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I am excited to announce that I am named as a 2025 PLANADVISER Top Retirement Plan Adviser. @PLANADVISER #2025TopRetirementPlanAdviser #RetirementPlanAdviser
Are you a plan sponsor looking to fulfill fiduciary duties and sharpen your skills to provide an effective employer-sponsored retirement plan to employees? Learn more about earning the Certified Plan Sponsor Professional certification (CPSP) for free. https://bit.ly/4e3d1mg The American Retirement Association (ARA), and its affiliate the Plan Sponsor Council of America (PSCA) have entered into an arrangement with RBC Wealth Management, a division of RBC Capital Markets, LLC (“RBC WM”) allowing RBC WM to introduce its clients to ARA and/or PSCA with the potential that ARA and/or PSCA may be able to assist such clients with enhancing their professional education. This email is being provided to you for informational purposes only and is not a recommendation or advice. RBC WM is registered as a broker-dealer and investment advisor with the U.S. Securities and Exchange Commission. ARA and PSCA are non-profit professional organizations that provide credentialing and certification programs to retirement professionals; and participate in the development of retirement policy through legislative advocacy. For additional information, please visit usaretirement.org/about/. Neither ARA nor PSCA are affiliated with RBC WM. RBC WM does not provide professional certification or continuing education services. Neither ARA or PSCA compensate RBC WM nor your Financial Advisor for introducing you to ARA and/or PSCA. RBC WM does not share client information with ARA or PSCA. Any personal identifying information provided to ARA and/or PSCA by you is subject to ARA’s privacy policies and procedures.
The RBC Institutional Consulting Group is a select group of financial advisors who serve the advisory needs of foundations, endowments, businesses and family trusts. We’ve passionately provided investment consulting services and retirement plans to institutional clients since 1940. Services are tailored to meet the unique needs of your organization.